Compliance and Enforcement for Organizations

DOJ Announces Revised Export Control and Sanctions Enforcement Policy for Companies, Including Financial Institutions

This article was originally posted on NYU Law School’s Compliance & Enforcement blog.On December 13, the U.S. Department of Justice’s (“DOJ”) National Security Division (“NSD”) announced a new policy designed to encourage business organizations to make voluntary...

Headwinds and Shifting Priorities: Beyond the Numbers in the SEC Enforcement Division’s 2019 Annual Report

This article was originally posted on NYU Law School’s Compliance & Enforcement blog. On November 6, 2019, the SEC’s Division of Enforcement released its annual report (the “Report”) describing its enforcement actions from fiscal year 2019.1U.S. Sec. & Exch....