Brian Seamus Haney | October 18, 2018 | Compliance and Enforcement for Organizations
AbstractTechnology is rapidly disrupting every industry and institution around the globe. Yet, corporate compliance has remained relatively unaffected by technological change when compared to other industries. If firms continue to lag behind in their compliance...
Pauline Toboulidis | February 16, 2018 | Compliance and Enforcement for Organizations
Kitty Holt, ethics and compliance officer at Plan International USA, and Ray Justice, senior director of compliance operations and awards at Plan International USA, talk to The Wall Street Journal about how nonprofit organizations operate without all the resources...
Jennifer H. Arlen | July 27, 2017 | Compliance and Enforcement for Organizations
Corporate criminal enforcement in the United States differs from other countries in three ways. First, the United States can impose criminal liability on corporations in a broader range of cases than other countries. Second, almost all corporate criminal resolutions...
Claire A. Hill | July 27, 2017 | Compliance and Enforcement for Organizations
This paper argues that a nuanced view of sophisticated investors, as well as sellers and structurers of financial instruments, articulated within a rationality paradigm, has implications for financial regulation. The paper distinguishes between conformist investors,...
Claire A. Hill | April 20, 2017 | Compliance and Enforcement for Organizations
This paper begins a larger project – to develop a principled basis for characterizing what does and does not constitute bad corporate behavior. The paper constructs and argues for three (admittedly highly contestable) categories: repugnant business models, which...
